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Cross reference lists

Cross reference lists

Last published: 29 April 2022

The cross reference lists provide requirements for the various types of prospectuses. Please send completed cross reference lists to Finanstilsynet. 

This page contains:

  • How to use cross reference lists
  • Registration document
  • Securities note
  • Additional information
  • EU Growth Prospectus
  • Other
  • Regulations and guidelines

How to use cross reference lists

References made shall be as precise as possible. Where multiple references are made in the same cell, it shall be made clear to what part of the item each reference references. There shall not be more references in each cell than is considered necessary.

If an item is deemed not to be relevant, the corresponding cell shall be marked N/A and an explanation on why the item is deemed not to be relevant shall be provided.

If an item is considered relevant but the issuer wish to apply for an exemption, an application for exemption must be made to Finanstilsynet at the latest at the same time as the submission of the first draft of the prospectus. A fee of NOK 20 000 will be charged for the processing of the application.

Registration document

  • ANNEX 1 - Registration document for equity securities.docx
  • ANNEX 2 - Universal registration document.docx
  • ANNEX 3 - Registration document for secondary issuances of equity securities.docx
  • ANNEX 4 - Registration document for units of closed-end collective investment undertakings.docx
  • ANNEX 5 - Registration document for depository receipts issued over shares.docx
  • ANNEX 6 - Registration document for retail non-equity securities.docx
  • ANNEX 7 - Registration document for wholesale non-equity securities.docx
  • ANNEX 8 - Registration document for secondary issuances of non-equity securities.docx
  • ANNEX 9 - Registration document for asset-backed securities.docx
  • ANNEX 10 - Registration documents for non-equity securities issued by third countries and their regional and local authority.docx

Securities note

  • ANNEX 11 - Securities note for equity securities or units issued by collective investment undertakings of the close.docx
  • ANNEX 12 - Securities note for secondary issuances of equity securities or of units issued by collective investment undertake.docx
  • ANNEX 13 - Securities note for depository receipts issued over shares.docx
  • ANNEX 14 - Securities note for retail non-equity securities.docx
  • ANNEX 15 - Securities note for wholesale non-equity securities.docx
  • ANNEX 16 - Securities note for secondary issuances of non-equity securities.docx

Additional information

  • ANNEX 17 - Securities giving rise to payment or delivery obligations linked to an underlying asset.docx
  • ANNEX 18 - Underlying share.docx
  • ANNEX 19 - Asset-backed securities.docx
  • ANNEX 20 - Pro forma information.docx
  • ANNEX 21 - Guarantees.docx
  • ANNEX 22 - Consent.docx

EU Growth Prospectus

  • ANNEX 23 - Specific summary for the EU Growth prospectus.docx
  • ANNEX 24 - EU Growth registration document for equity securities.docx
  • ANNEX 25 - EU Growth registration document for non-equity securities.docx
  • ANNEX 26 - EU Growth securities note for equity securities.docx
  • ANNEX 27 - EU Growth securities note for non-equity securities.docx

Other

  • ANNEX Va - Minimum information to be included in the EU Recovery Prospectus.docx
  • Cross reference list for mineral companies.docx
  • Cross reference list for property companies.docx
  • Cross reference list for shipping companies.docx

Regulations and guidelines

  • Prospectuses regulations
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