A fee is payable for the control of EEA prospectuses and performance of other functions in connection with the prospectus control. The fee rates were last adjusted with effect from 1 July 2021.
Prospectus fees
|
|
Checklist |
|
Fee (NOK) |
||||
|---|---|---|---|---|---|---|---|
|
RD |
Annex 1 |
Registration document for equity securities |
80 000 |
||||
|
N/A |
Complex |
|
|
|
101 000 |
||
|
N/A |
|
IPO |
|
|
101 000 |
||
|
Annex 2 |
Universal registration document |
N/A |
|||||
|
N/A |
|
Filing of URD without approval |
|
|
22 000 |
||
|
N/A |
|
Amendments |
|
|
|
22 000 |
|
|
Annex 3 |
Registration document for secondary issuances of equity securities |
66 000 |
|||||
|
Annex 4 |
Registration document for units of closed-end collective investment undertakings |
101 000 |
|||||
|
Annex 5 |
Registration document for depository receipts issued over shares |
80 000 |
|||||
|
Annex 6 |
Registration document for retail non-equity securities |
66 000 |
|||||
|
Annex 7 |
Registration document for wholesale non-equity securities |
66 000 |
|||||
|
Annex 8 |
Registration document for secondary issuances of non-equity securities |
53 000 |
|||||
|
Annex 9 |
Registration document for asset-backed securities |
66 000 |
|||||
|
Annex 10 |
Registration documents for non-equity securities issued by third countries and their regional and local authorities |
66 000 |
|||||
|
VD |
Annex 11 |
Securities note for equity securities or units issued by collective investment undertakings of the closed-end type |
22 000 |
||||
|
Annex 12 |
Securities note for secondary issuances of equity securities or of units issued by collective investment undertakings of the closed-end type |
22 000 |
|||||
|
Annex 13 |
Securities note for depository receipts issued over shares |
22 000 |
|||||
|
Annex 14 |
Securities note for retail non-equity securities |
19 000 |
|||||
|
Annex 15 |
Securities note for wholesale non-equity securities |
19 000 |
|||||
|
Annex 16 |
Securities note for secondary issuances of non-equity securities |
16 000 |
|||||
|
Additional information |
Annex 17 |
Securities giving rise to payment or delivery obligations linked to an underlying asset |
19 000 |
||||
|
Annex 18 |
Underlying share |
19 000 |
|||||
|
Annex 19 |
Asset-backed securities |
19 000 |
|||||
|
Annex 20 |
Pro forma information |
28 000 |
|||||
|
Annex 21 |
Guarantees |
19 000 |
|||||
|
Annex 22 |
Consent |
19 000 |
|||||
|
EU Growth |
Annex 23 |
Specific summary for the EU Growth prospectus |
11 000 |
||||
|
Annex 24 |
EU Growth registration document for equity securities |
47 000 |
|||||
|
Annex 25 |
EU Growth registration document for non-equity securities |
34 000 |
|||||
|
Annex 26 |
EU Growth securities note for equity securities |
14 000 |
|||||
|
Annex 27 |
EU Growth securities note for non-equity securities |
11 000 |
|||||
|
Other |
Annex 28 |
List of additional information in final terms |
N/A |
||||
|
Annex 29 |
List of specialist issuers |
N/A |
|||||
|
|
Annex Va |
Minimum information to be included in the EU Recovery Prospectus |
|
|
88 000 |
||
|
|
N/A |
Checklists for specialist issuers |
|
|
22 000 |
||
|
|
N/A |
Application for exemption |
|
|
|
22 000 |
|
|
|
N/A |
Supplement (equity) |
|
|
|
22 000 |
|
|
|
N/A |
Supplement (non-equity) |
|
|
|
19 000 |
|
Information on the calculation of fees
The total fee is calculated on the basis of the checklists to be submitted when applying for a prospectus control. If two or more copies of the same checklist are to be submitted, a fee is payable for each copy. In this connection, please note that a checklist must be submitted for each security covered by the prospectus.
Two alternative fees have been introduced for the checklist under Annex 1. If, according to the annex, the issuer has a complex financial history or the prospectus has been prepared in connection with an initial public offering (IPO) on a regulated market, the fee is NOK 101 000. In other cases, the fee for the checklist is NOK 80 000. When calculating the total fee, only one of the options should be selected.
Furthermore, fees have also been introduced for some functions performed by the prospectus control which do not require a separate checklist to be submitted. This includes processing applications for exemptions from one or more requirements under the prospectus rules (applications for exemptions).
Please note: In cases where different checklists apply to the issuer and one or more guarantors, no additional fee is incurred for submitting the checklists concerning the guarantor. Any checklists for guarantors are covered by the fee for Annex 21 (Guarantees).
If you have any questions about the calculation, please send an e-mail to: prospekter@finanstilsynet.no before making a payment.
Prospectus fees are payable to:
Account number: 7694 05 09641
IBAN: NO4976940509641
BIC: DNBANOKK