Jump to main content Go to search page
Finanstilsynet
Search
Home >
News archive >
Decision regarding violation penalty

Decision regarding violation penalty

News

Published: 3 June 2019
Last updated: 26 November 2019

Alpha Blue Ocean Advisors Ltd. has infringed the notification requirement of net short positions under section 3-14 of the Norwegian Securities Trading Act, which implements Short Selling Regulation (EU) No 236/2012 as Norwegian law. Finanstilsynet has imposed a violation penalty of NOK 4,000,000.

  • Regulation (EU) No 236/2012 of the European Parliament and of the Council of 14 March 2012 on short selling and certain aspects of credit default swaps

Letter

  • Decision regarding violation penalty Alpha Blue Ocean Advisors Ltd

Press contacts

Phone: +47 40 90 03 50
(8 am - 9 pm)

  • Press contacts
To the top of the page expand_less

Did you find what you were looking for?

Share this page:

  • Twitter
  • Facebook
  • LinkedIn
Sign up for news updates
  • Media enquiries
  • Contact
  • Notifications to Finanstilsynet
  • Information about eCommunication
  • Privacy policy and cookies
  • RSS

Visitor address:
Revierstredet 3, 0151 Oslo

 

Postal address:
P.O. Box 1187 Sentrum
NO-0107 Oslo
Norway

 

Phone: +47 22 93 98 00 
E-mail: post@finanstilsynet.no

 

Organisation number:
840 747 972

To the top of the page expand_less