Decision regarding violation penalty
Published: 3 June 2019
Last updated: 26 November 2019
Alpha Blue Ocean Advisors Ltd. has infringed the notification requirement of net short positions under section 3-14 of the Norwegian Securities Trading Act, which implements Short Selling Regulation (EU) No 236/2012 as Norwegian law. Finanstilsynet has imposed a violation penalty of NOK 4,000,000.