AIF Report Document XML Schema Articles 24(1) and 3(3)(d) - AIF - Item 1 - Country code standard ISO-3166-1 of the Member State to which the AIFM reports the AIFMD reporting. Articles 24(1) and 3(3)(d) - AIF - Item 2 - The version of the XML Schema Definition (XSD) used to generate the file. Articles 24(1) and 3(3)(d) - AIF - Item 3 - The date (ISO 8601 extended Date Format yyyy-mm-ddThh:mm:ss) at which the file was created. It shall be expressed as Coordinated Universal Time (UTC). Articles 24(1) and 3(3)(d) - AIF - Item 4 - Flag indicating whether the AIF reporting is an initial filing for the reporting period or an amendment to a reporting previously submitted. The filling types admitted are: - AMND for "amendment to one previously submitted reporting" - INIT for "initial reporting for the reporting period" Articles 24(1) and 3(3)(d) - AIF - Item 5 - Code indicating the contents of the AIF reporting. The content types admitted are: - 1 for "24(1) reporting obligation" - 2 for "24(1) + 24(2) reporting obligation" - 3 for "3(3) (d) reporting obligation" - 4 for "24(1) + 24(2) + 24(4) reporting obligation" - 5 for "24(1) + 24(4) reporting obligation" Articles 24(1) and 3(3)(d) - AIF - Item 6 - The start date of the reporting period should begin on the first calendar day of January, April, July or October. yyyy-mm-dd (ISO 8601 Date Format) Articles 24(1) and 3(3)(d) - AIF - Item 7 - The end date of the reporting period may be the last calendar day of March, June, September, December or the last day the AIF exists. yyyy-mm-dd (ISO 8601 Date Format) Articles 24(1) and 3(3)(d) - AIF - Item 8 - The reporting period types admitted are: when reporting frequency is quarterly: - Q1: for 1st quarter of the calendar year - Q2: for 2nd quarter of the calendar year - Q3: for 3rd quarter of the calendar year - Q4: for 4th quarter of the calendar year when reporting frequency is half yearly: - H1: for 1st half of the calendar year - H2: for 2nd half of the calendar year when reporting frequency is yearly: - Y1: for the calendar year when the specific reporting period is from 1st quarter to 3rd quarter due to change in the reporting obligation: - X1: for period from 1st quarter to 3rd quarter when the specific reporting period is from 2nd quarter to 4th quarter due to change in the reporting obligation: - X2: for period from 2nd quarter to 4th quarter Articles 24(1) and 3(3)(d) - AIF - Item 9 - The reporting period year (2013, 2014…). Articles 24(1) and 3(3)(d) - AIF - Item 10 - The codes to report a change in the AIF reporting obligation frequency are contained in Annex II - Table 9 and 10. Articles 24(1) and 3(3)(d) - AIF - Item 11 - The codes to report a change in the AIF reporting obligation contents are contained in Annex II - Table 9. Articles 24(1) and 3(3)(d) - AIF - Item 12 - Code indicating the quarter during which the frequency and/or contents reporting obligation on the AIF changes. The codes for the reporting obligation change quarter are: - Q1: for 1st quarter of the calendar year - Q2: for 2nd quarter of the calendar year - Q3: for 3rd quarter of the calendar year - Q4: for 4th quarter of the calendar year Articles 24(1) and 3(3)(d) - AIF - Item 13 - Flag indicating whether the reporting is the last reporting. To be filled in when the AIF has been liquidated or merged during the reporting period. true for last reporting file. false otherwise Assumptions. Articles 24(1) and 3(3)(d) - AIF - Item 16 - National ID of the Entity in the register of the National Competent Authority of the Home Member State Articles 24(1) and 3(3)(d) - AIF - Item 17 - Unique reference identifying each AIF allocated by the national competent authority of the reporting Member State of the AIFM to which the AIFM reports under AIFMD. Articles 24(1) and 3(3)(d) - AIF - Item 18 - The legal name of the AIF (no standard). In the case of umbrella funds, the names of the umbrella fund and the sub-funds should be reported. Articles 24(1) and 3(3)(d) - AIF - Item 19 - Flag indicating whether the AIF is domiciled in the EEA. true for EEA AIFs false for non-EEA AIFs. Articles 24(1) and 3(3)(d) - AIF - Item 20 - Code indicating the reporting category of the AIF. The AIF reporting codes are contained in Annex II - Table 9: 1 for "AIF (of an Registered AIFM)" 2 for "Leveraged EU AIF (of an opt-in AIFM)" 3 for "Leveraged non EU AIF (of an opt-in AIFM) marketed in the Union" 4 for "Leveraged non EU AIF (of an opt-in AIFM), not marketed in the Union" 5 for "Unleveraged EU AIF (of an opt-in AIFM)" 6 for "Unleveraged non EU AIF (of an opt-in AIFM) marketed in the Union" 7 for "Unleveraged non EU AIF (of an opt-in AIFM), not marketed in the Union" 8 for "Unleveraged EU AIF (of an AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control)" 9 for "Unleveraged non EU AIF (of an AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control) marketed in the Union" 10 for "Unleveraged non EU AIF (of an AIFM with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control), not marketed in the Union" 11 for "Under 500M Leveraged EU AIF (of an AIFM with half yearly obligation)" 12 for "Under 500M Leveraged non EU AIF (of an AIFM with half yearly obligation) marketed in the Union" 13 for "Under 500M Leveraged non EU AIF (of an AIFM with half yearly obligation), not marketed in the Union" 14 for "Under 500M Unleveraged EU AIF (of an AIFM with half yearly obligation)" 15 for "Under 500M Unleveraged non EU AIF (of an AIFM with half yearly obligation) marketed in the Union" 16 for "Under 500M Unleveraged non EU AIF (of an AIFM with half yearly obligation), not marketed in the Union" 17 for "Unleveraged EU AIF, investing in non-listed companies in order to acquire control (of an AIFM with half yearly obligation)" 18 for "Unleveraged non EU AIF, investing in non-listed companies in order to acquire control (of an AIFM with half yearly obligation) marketed in the Union" 19 for "Unleveraged non EU AIF, investing in non-listed companies in order to acquire control (of an AIFM with half yearly obligation) not marketed in the Union" 20 for "Over 500M Leveraged EU AIF (of an AIFM with half yearly obligation)" 21 for "Over 500M Leveraged non EU AIF (of an AIFM with half yearly obligation) marketed in the Union" 22 for "Over 500M Leveraged non EU AIF (of an AIFM with half yearly obligation), not marketed in the Union" 23 for "Over 500M Unleveraged EU AIF (of an AIFM with half yearly obligation)" 24 for "Over 500M Unleveraged non EU AIF (of an AIFM with half yearly obligation) marketed in the Union" 25 for "Over 500M Unleveraged non EU AIF (of an AIFM with half yearly obligation), not marketed in the Union" 26 for "Unleveraged EU AIF, investing in non-listed companies in order to acquire control (of an AIFM with quarterly obligation)" 27 for "Unleveraged non EU AIF, investing in non-listed companies in order to acquire control (of an AIFM with quarterly obligation) marketed in the Union" 28 for "Unleveraged non EU AIF, investing in non-listed companies in order to acquire control (of an AIFM with quarterly obligation) not marketed in the Union" 29 for "Leveraged EU AIF (of an AIFM with quarterly obligation)" 30 for "Leveraged non EU AIF (of an AIFM with quarterly obligation) marketed in the Union" 31 for "Leveraged non EU AIF (of an AIFM with quarterly obligation), not marketed in the Union" 32 for "Unleveraged EU AIF (of an AIFM with quarterly obligation)" 33 for "Unleveraged non EU AIF (of an AIFM with quarterly obligation) marketed in the Union" 34 for "Unleveraged non EU AIF (of an AIFM with quarterly obligation), not marketed in the Union" 35 for "Leveraged AIF (of an AIFM under Private Placement Regime with yearly obligation) marketed in the Union" 36 for "Unleveraged AIF (of an AIFM under Private Placement Regime with yearly obligation) marketed in the Union" 37 for "Unleveraged AIF (of an AIFM under Private Placement Regime with only unleveraged AIFs investing in non-listed companies and issuers in order to acquire control) marketed in the Union" 38 for "Under 500M Leveraged AIF (of an AIFM under Private Placement Regime with half yearly obligation) marketed in the union" 39 for "Under 500M Unleveraged AIF (of an AIFM under Private Placement Regime with half yearly obligation) marketed in the union" 40 for "Unleveraged AIF, investing in non-listed companies in order to acquire control (of an AIFM under Private Placement Regime with half yearly obligation) marketed in the Union" 41 for "Over 500M Leveraged AIF (of an AIFM under Private Placement Regime with half yearly obligation) marketed in the union" 42 for "Over 500M Unleveraged AIF (of an AIFM under Private Placement Regime with half yearly obligation) marketed in the union" 43 for "Unleveraged AIF, investing in non-listed companies in order to acquire control (of an AIFM under Private Placement Regime with quarterly obligation) marketed in the Union" 44 for "Leveraged AIF (of an AIFM under Private Placement Regime with quarterly obligation) marketed in the Union" 45 for "Unleveraged AIF (of an AIFM under Private Placement Regime with quarterly obligation) marketed in the Union" Articles 24(1) and 3(3)(d) - AIF - Item 21 - For EU AIFs, the domicile of the AIF should be understood as the home Member State of the AIF as defined in Article 4(1)(p) of the AIFMD. For non-EU AIFs, the domicile of the AIF should be the coun-try where the AIF is authorised or registered or where it has its registered office. Country code standard ISO-3166-1 Articles 24(1) and 3(3)(d) - AIF - Item 22 - The date the AIF started business (yyyy-mm-dd (ISO 8601 Date Format)). Articles 24(1) and 3(3)(d) - AIF - Item 23 - Flag indicating whether the AIFM do not have any information to report on the AIF. Only header section should be filled in. true when no information to report for the reporting period false otherwise Univocally identifies the AIF for which the cancellation has to be performed: national identification code of the AIF as allocated by the reporting Member State to which the AIFMD reporting was provided. Univocally identifies the AIFM for which the cancellation has to be performed: national identification code of the AIFM as allocated by the reporting Member State to which the AIFMD reporting was provided. Univocally identifies the reporting period for which the cancellation has to be performed. The reporting period types admitted are: when reporting frequency is quarterly: - Q1: for 1st quarter of the calendar year - Q2: for 2nd quarter of the calendar year - Q3: for 3rd quarter of the calendar year - Q4: for 4th quarter of the calendar year when reporting frequency is half yearly: - H1: for 1st half of the calendar year - H2: for 2nd half of the calendar year when reporting frequency is yearly: - Y1: for the calendar year Univocally identifies the reporting period for which the cancellation has to be performed: the reporting period year (2013, 2014…). A field denoting whether the record is a cancellation: "C‟: cancellation by a firm.