A. Rules and guidance

According to Article 144 (a) of Directive 2006/48/EC, competent authorities are required to disclose texts of laws, regulations, administrative rules, and general guidance used to transpose the Basel II related provisions of the Capital Requirements Directive (CRD) consisting of Directive 2006/48/EC and Directive 2006/49/EC.

Besides the disclosure of national texts of laws, regulations, administrative rules, and general guidance used to transpose the CRD, additional information is provided on the recognition process of external credit assessment institutions (ECAI’s). Furthermore, national guidelines for model validation and model approval under IRB and AMA approaches, slotting criteria for specialised lending transactions as well as the availability of a list of public sector entities.

Overview:

Laws, regulations and administrative rules

• Transposition of Directive 2006/48/EC (xls)
• Transposition of Directive 2006/49/EC  (xls)

• External Credit Assessment Institutions' (ECAI) Recognition Process (xls)
• Guidance for Model Validation – IRB / AMA (xls)
• Guidance for Model Approval – IRB / AMA (xls)
• Slotting Criteria for Specialised Lending Exposures (xls)

Other disclosure requirements

• Disclosure on waivers for solo supervision (xls)
• Availability of list of public sector entities etc. (xls)
• Mergers and acquisitions (xls)
  Søknad om erverv av kvalifiserte eierandeler
• Credit risk mitigation (xls)
• Application of Pillar 3 (xls)
  
  

Supervisory disclosure on reporting

• Overview use of COREP (xls)
• Overview use of FINREP (xls)

For an overview regarding the rules and guidance in the EEA Member States, see the corresponding EBA homepage.